Asset Management Transaction Fee Schedule
Effective Date: November, 2011
| Mutual Funds¹ | $10 |
| Equities¹ | |
| 0-5000 shares | $10 |
| 5000 shares and above | $10 + $0.0125/sh |
| Options¹ | |
| Max $50 | |
| Up to $1 premium | $10 + $1.00/ctr |
| $1 – $2 premium | $10 + $1.25/ctr |
| Greater than $2 premium | $10 + $1.50/ctr |
| Fixed Income¹ | $15 |
Fee Schedule (Fee represents the maximum amount that may be charged) |
|
| Miscellaneous Account and Service Fees
Fee Description |
Fee |
| Account Servicing Charge | $60 |
| Annual Registered Alternative Investment Fee (per position – maximum charge of $500) | $35 |
| Annual Non-Registered Alternative Investment Fee (per position – maximum charge of $500) | $125 |
| Alternative Investment Transfer/Re-registration (per transaction) | $50 |
| Health Savings Account Annual Fee | $25 |
| IRA Annual Maintenance Fee | $35 |
| IRA Mutual Fund Only Annual Maintenance Fee | $10 |
| IRA Termination Fee | $125 |
| Legal Return | $75 |
| Account Transfer (outgoing) | $100 |
| Overnight Mail | $15 |
| Postage and Handling, per trade¹ | $5 |
| Copies of Documents | $25 per hour
$10.00 per item |
| Return Check | $20 |
| Stop Payment on Check | $15 |
| Trade Settlement Extension | $10 |
| Transfer & Ship (DRS eligible) | $15 |
| Cash Management Account | |
| Select Access Annual Fee
ACH + Bill Pay |
$10 |
| Debit card | $5 |
| Checkbook | $5 |
| Premier Access Annual Fee
Metal Card Annual Fee |
$100
$10 |
1 Not applicable to ERISA accounts.
Creative Financial Group, a division of Synovus Securities, Inc. is a subsidiary of Synovus Financial Corp. (SFC). Products and services are not FDIC insured, are not deposits of or other obligations of any SFC bank, are not guaranteed by any SFC bank and involve investment risks, including the possible loss of principal amount invested.
Revised: 9/14/2021